SEC Filings

Form 8-K
DPW HOLDINGS, INC. filed this Form 8-K on 01/24/2019
Document Outline
Entire Document (586.5 KB)
Subdocument 1 - 8-K
Page 1 - UNITED STATES
Page 2 - Item 1.01 Entry into a Material Definitive Agreement.
Page 3 - Item 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligati
Page 4 - Item 9.01 Exhibits and Financial Statements.
Page 5 - SIGNATURES
Subdocument 2 - EX-4.1 - EXHIBIT 4.1
Page 1 - Exhibit 4.1
Page 2 - N/A
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Page 9 - THE COMPANY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE TO, AND AGREES NOT TO REQUEST, A JURY TR
Page 10 - Affiliate means, with respect to any Person, any other Person that directly or indirectly controls,
Page 11 - Indebtedness means (A) all indebtedness for borrowed money, (B) all obligations issued, undertaken o
Page 12 - Permitted Liens means (i) any Lien for taxes not yet due or delinquent or being contested in good fa
Page 13 - Trading Day means, as applicable, (x) with respect to all price or trading volume determinations rel
Page 14 - N/A
Subdocument 3 - EX-4.2 - EXHIBIT 4.2
Page 1 - Exhibit 4.2
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
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Page 8 - N/A
Page 9 - THE COMPANY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE TO, AND AGREES NOT TO REQUEST, A JURY TR
Page 10 - Affiliate means, with respect to any Person, any other Person that directly or indirectly controls,
Page 11 - Late Charge means any amount of Principal or other amounts due under the Transaction Documents which
Page 12 - Permitted Liens means (i) any Lien for taxes not yet due or delinquent or being contested in good fa
Page 13 - Trading Day means, as applicable, (x) with respect to all price or trading volume determinations rel
Page 14 - N/A
Subdocument 4 - EX-4.3 - EXHIBIT 4.3
Page 1 - Exhibit 4.3
Page 2 - Interest Rate ), shall be calculated on the basis of a 360-day year and twelve 30-day months, compou
Page 3 - Conversion Rate ).
Page 4 - Share Delivery Deadline ), the Company shall (1) provided that the Transfer Agent is participating i
Page 5 - Buy-In ), then, in addition to all other remedies available to the Holder, the Company shall, within
Page 6 - Register ) for the recordation of the names and addresses of the Holder of the Note and the principa
Page 7 - SEC ), as the case may be, (y) a more recent public announcement by the Company or (z) any other wri
Page 8 - N/A
Page 9 - N/A
Page 10 - Event of Default Notice ) to the Holder. At any time after the earlier of the Holder s receipt of an
Page 11 - Purchase Rights ), then the Holder will be entitled to acquire, upon the terms applicable to such Pu
Page 12 - Corporate Event ), the Company shall make appropriate provision to ensure that the Holder will there
Page 13 - N/A
Page 14 - Primary Security , and such Option and/or Convertible Security and/or Adjustment Right, the Secondar
Page 15 - Valuation Event ), the fair value of such consideration will be determined within five Trading Days
Page 16 - Variable Price Securities ), after the Issuance Date that are issuable pursuant to such agreement or
Page 17 - Required Reserve Amount ).
Page 18 - Authorized Share Failure ), then the Company shall immediately take all action necessary to increase
Page 19 - N/A
Page 20 - Distributions ), then the Holder will be entitled to such Distributions as if the Holder had held th
Page 21 - N/A
Page 22 - N/A
Page 23 - Dispute Submission Deadline ) (the documents referred to in the immediately preceding clauses (A) an
Page 24 - N/A
Page 25 - THE COMPANY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE TO, AND AGREES NOT TO REQUEST, A JURY TR
Page 26 - 1933 Act means the Securities Act of 1933, as amended, and the rules and regulations thereunder.
Page 27 - Black Scholes Consideration Value means the value of the applicable Option, Convertible Security or
Page 28 - Closing Date shall mean the date the Company initially issued the Note.
Page 29 - Fundamental Transaction means (A) that the Company shall, directly or indirectly, including through
Page 30 - GAAP means United States generally accepted accounting principles, consistently applied.
Page 31 - Late Charge means any amount of Principal or other amounts due under the Transaction Documents which
Page 32 - Parent Entity of a Person means an entity that, directly or indirectly, controls the applicable Pers
Page 33 - Subsidiaries means, as of any date of determination, collectively, all Current Subsidiaries and all
Page 34 - N/A
Page 35 - N/A
Page 36 - EXHIBIT I
Page 37 - EXHIBIT II
Subdocument 5 - EX-10.1 - EXHIBIT 10.1
Page 1 - N/A
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Page 13 - N/A
Page 14 - Affiliate means, with respect to any Person, any other Person that directly or indirectly controls,
Page 15 - Current Subsidiary means any Person in which the Company on the Effective Date, directly or indirect
Page 16 - Subsidiaries means, as of any date of determination, collectively, all Current Subsidiaries and all
Page 17 - N/A
Page 18 - N/A
Page 19 - EXHIBIT A
Page 20 - EXHIBIT B
Page 21 - EXHIBIT C
Page 22 - EXHIBIT D
Page 23 - N/A
Page 24 - EXHIBIT E
Page 25 - EXHIBIT F
Subdocument 6 - EX-10.2 - EXHIBIT 10.2
Page 1 - Exhibit 10.2
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
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Page 6 - N/A
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Page 10 - N/A
Page 11 - 20. Waiver of Jury Trial. Each party hereto hereby waives any and all right to trial by jury in any
Page 12 - DPW Holdings, INC.
Page 13 - DIGITAL POWER LIMITED
Page 14 - N/A