SEC Filings

Form 8-K
DPW HOLDINGS, INC. filed this Form 8-K on 02/28/2019
Document Outline
Entire Document (308.2 KB)
Subdocument 1 - 8-K
Page 1 - UNITED STATES
Page 2 - Item 1.01 Entry into a Material Definitive Agreement.
Page 3 - Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
Page 4 - SIGNATURES
Subdocument 2 - EX-3.1 - EXHIBIT 3.1
Page 1 - Exhibit 3.1
Page 2 - Affiliate shall have the meaning ascribed to such term in Rule 405 of the Securities Act.
Page 3 - Holder or Holders shall mean each holder of shares of Series C Preferred Stock.
Page 4 - Section 5. Voting Rights.
Page 5 - Share Delivery Date ), issue and deliver or cause to be delivered to such Holder or Holders, or to t
Page 6 - Distribution ), then, in each such case for the purpose of this Section 6(d), the Holders shall be e
Page 7 - Base Conversion Price and such issuances, collectively, a Dilutive Issuance ) (if the holder of the
Page 8 - Required Reserve Amount ); and if at any time the number of authorized but unissued shares of Common
Page 9 - Exchange Cap ), unless stockholder approval is obtained to issue more than the Exchange Cap. The Exc
Page 10 - N/A
Page 11 - N/A
Page 12 - IN WITNESS WHEREOF, DPW Holdings, Inc. has caused this Certificate of Designations to be signed by t
Subdocument 3 - EX-10.1 - EXHIBIT 10.1
Page 1 - Agreement ) is entered into and effective as of February 27, 2019 (the Effective Date ), by and betw
Page 2 - Control Person means each director, executive officer, promoter, and such other Persons as may be de
Page 3 - Intellectual Property means any patent, patent right, trademark, trademark right, trade name, trade
Page 4 - Person means an individual or corporation, partnership, trust, incorporated or unincorporated associ
Page 5 - Tax Return means any federal, state, local and foreign tax return, report or similar statement requi
Page 6 - 2.2 Closing; Conditions to Closing.
Page 7 - Required Tranche Documents ) on or before the applicable Tranche Closing Date:
Page 8 - Tranche Closing Date ) at the offices of the Company. The initial Tranche Closing Date is referred t
Page 9 - N/A
Page 10 - Balance Sheet Date ) and the related unaudited consolidated statements of operations, changes in the
Page 11 - N/A
Page 12 - N/A
Page 13 - Leased Properties ). All real estate Taxes for which the Company is responsible with respect to any
Page 14 - N/A
Page 15 - 3.2 Representations and Warranties of Investor. Investor hereby represents and warrants as of the Ef
Page 16 - Investigation ). The Investor hereby acknowledges and agrees that other than the Company s represent
Page 17 - SECURITIES ACT ), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS
Page 18 - 4.5 Shareholders Rights Plan. No claim will be made or enforced by the Company or, to the Knowledge
Page 19 - 4.9 Required Approval. Other than Required Approval of the NYSE American, no transactions contemplat
Page 20 - 5.2 Effect of Termination. Except as otherwise provided herein, the termination of this Agreement wi
Page 21 - 6.8 Survival. The representations and warranties contained herein shall survive the Closing and the
Page 22 - 6.15 Construction. The parties agree that each of them and/or their respective counsel has reviewed
Page 23 - IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed by their respe
Page 24 - To Company:
Subdocument 4 - EX-99.1 - EXHIBIT 99.1
Page 1 - Exhibit 99.1
Page 2 - Forward-Looking Statements